Date authorised
1 April 2013
Companies House
04663024
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Thomas More Square
    London
    E1W 1YN
    UNITED KINGDOM
    Phone
    +442073755002
  • Complaints Contact

    1 Thomas More Square
    London
    E1W 1YN
    UNITED KINGDOM
    Phone
    +4402073755180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • RAGHAV VIJAY KUMAR SINGHAL

    IRN RXS00833

    • SMF1 Chief Executive (since 28 Feb 2024)
  • Radhika Dhyani

    IRN RXD01622

    • SMF16 Compliance Oversight (since 8 Dec 2025)
  • Rahul Gupta

    IRN RXG74664

    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Rahul Shrikant Bhuskute

    IRN RSB01157

    • CF29 Significant management (29 Mar 2012 to 23 May 2013)
  • Rajat Vij

    IRN RXV01143

    • CF30 Customer (5 Oct 2009 to 24 Sep 2010)
  • Rajesh Ghosh

    IRN RXG77252

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2020)
  • Rajesh Rai

    IRN RXR00327

    • SMF9 Chair of the Governing Body (since 21 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (27 Jan 2023 to 23 Sep 2024)
  • Rajiv Arora

    IRN AXR01944

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 5 Sep 2016)
    • CF29 Significant management (1 Nov 2011 to 6 Mar 2016)
  • Ranjit Nair

    IRN RXN01405

    • SMF24 Chief Operations (since 11 Sep 2018)
    • SMF18 Other Overall Responsibility (12 Aug 2016 to 11 Sep 2018)
  • Ravindra Bhat

    IRN RXB01877

    • CF30 Customer (12 Nov 2007 to 18 Jan 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.