Date authorised
1 April 2013
Companies House
02327504
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Procession House
    55 Ludgate Hill
    London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000
  • Complaints Contact

    Procession House
    55 Ludgate Hill
    London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luigi Bartone

    IRN LXB01915

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
    • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
  • Luke Schlafly

    IRN LXS00851

    • [FCA CF] Client dealing (since 24 Mar 2026)
  • Malcolm James White

    IRN MJW01223

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2025)
  • Martin Robert Wheeler

    IRN MRW01168

    • [FCA CF] Client dealing (23 Jan 2024 to 25 Mar 2025)
    • [FCA CF] Material risk taker (23 May 2022 to 23 Jan 2024)
    • [FCA CF] Manager of certification employee (23 May 2022 to 23 Jan 2024)
    • [FCA CF] Significant management (23 May 2022 to 25 Mar 2025)
    • SMF3 Executive Director (25 Mar 2020 to 23 May 2022)
    • CF30 Customer (29 May 2015 to 8 Dec 2019)
  • Marwan Farag

    IRN MXF00304

    • [FCA CF] Manager of certification employee (since 23 Jan 2024)
    • [FCA CF] Client dealing (since 11 Feb 2022)
  • Mathieu Vigier

    IRN MXV00062

    • SMF3 Executive Director (since 10 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Mar 2023)
  • Matthew Alexander Main

    IRN MAM01333

    • [FCA CF] Client dealing (since 23 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Jan 2024)
  • Matthew Kearney

    IRN MXK00565

    • [FCA CF] Client dealing (13 Sep 2022 to 29 Sep 2023)
  • Matthew Turner

    IRN MXT00190

    • [FCA CF] Client dealing (since 23 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2024)
  • Max Anthony Mitchell

    IRN MAM01141

    • [FCA CF] Significant management (17 Jan 2022 to 24 Feb 2025)
    • SMF3 Executive Director (25 Mar 2020 to 13 Jan 2022)
    • CF30 Customer (15 Jun 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.