ICG Alternative Investment Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
ICG PlcProcession House55 Ludgate HillLondonCity Of LondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
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Complaints Contact
Procession House55 Ludgate HillLondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Allan Patrick Marchington
IRN APM01142
- [FCA CF] Manager of certification employee (since 12 Sep 2023)
- [FCA CF] Client dealing (since 21 Jul 2023)
- [FCA CF] Significant management (since 20 Jan 2021)
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Anahita Firouzbakht
IRN AXF01550
- [FCA CF] Client dealing (since 9 Sep 2022)
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Andrea Serra
IRN AXS01258
- [FCA CF] Client dealing (since 23 Jan 2024)
- [FCA CF] Material risk taker (since 23 Jan 2024)
- [FCA CF] Significant management (since 21 Sep 2022)
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Andreas Mondovits
IRN AXM04798
- SMF3 Executive Director (8 Apr 2020 to 16 May 2025)
- CF29 Significant management (4 Apr 2017 to 8 Dec 2019)
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Andrew Lewis
IRN AXL00215
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 6 Feb 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Apr 2023)
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Andrew Peter Hawkins
IRN APH01073
- [FCA CF] Client dealing (23 Jan 2024 to 30 Jun 2025)
- [FCA CF] Material risk taker (23 Jan 2024 to 30 Jun 2025)
- [FCA CF] Significant management (17 Oct 2022 to 30 Jun 2025)
- SMF3 Executive Director (3 Apr 2020 to 5 Sep 2022)
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Andy Wong
IRN AXW01042
- [FCA CF] Significant management (since 18 Jul 2025)
- [FCA CF] Client dealing (since 18 Jul 2025)
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Anna Caterina Ket
IRN AXK00824
- [FCA CF] Client dealing (since 6 Feb 2024)
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Anthony Heyman
IRN AXH00386
- [FCA CF] Client dealing (since 23 Jan 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2024)
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Antje Hensel-Roth
IRN AXH25588
- SMF3 Executive Director (since 17 Mar 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.