ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• David Iwan Jobling

  IRN DIJ01015

  • CF30 Customer (21 Nov 2011 to 30 Apr 2013)
• Delei Li

  IRN DXL00114

  • [FCA CF] Material risk taker (28 Dec 2020 to 8 Sep 2022)
  • [FCA CF] Significant management (28 Dec 2020 to 8 Sep 2022)
• Devindar Panesar

  IRN DXP01550

  • CF28 Systems and controls (1 Nov 2007 to 18 May 2015)
  • CF15 Internal Audit (25 Jun 2007 to 31 Oct 2007)
• Deying Kong

  IRN DXK01555

  • [FCA CF] Client dealing (since 6 Jun 2022)
• Dong Han

  IRN DXH00499

  • [FCA CF] Significant management (since 20 Dec 2021)
  • [FCA CF] Material risk taker (since 20 Dec 2021)
• Dong Xu

  IRN DXX00007

  • [FCA CF] Client dealing (since 15 Dec 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2025)
  • [FCA CF] Significant management (since 15 Dec 2025)
  • [FCA CF] Material risk taker (since 15 Dec 2025)
  • [FCA CF] Manager of certification employee (since 15 Dec 2025)
• Edwin Stanley Lacy

  IRN ESL01003

  • CF2 Non Executive Director (20 Jun 2003 to 22 Oct 2015)
• Elena Faik

  IRN EXF23614

  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2020 to 21 Jul 2023)
• Eric Pierre Guegan

  IRN EPG01017

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Feb 2018 to 9 Oct 2019)
• Fang Hu

  IRN FXH00118

  • SMF1 Chief Executive (since 12 Apr 2023)

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