Date authorised
3 July 2023
Companies House
08094327
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Rookfield Avenue
    London
    N10 3TS
    UNITED KINGDOM
    Phone
    +447971195656
  • Complaints Contact

    19 Rookfield Avenue
    London
    N10 3TS
    UNITED KINGDOM
    Phone
    +447971195656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Russ Howard Bubley

    IRN RHB01041

    • SMF1 Chief Executive (since 3 Jul 2023)
    • SMF16 Compliance Oversight (since 3 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jul 2023)
    • SMF3 Executive Director (since 3 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.