Date authorised
1 April 2013
Companies House
02875870
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Osborne House
    111 High Street
    King's Lynn
    Norfolk
    PE30 1DA
    UNITED KINGDOM
    Phone
    +441553770112
  • Complaints Contact

    Osborne House
    111 High Street
    King's Lynn
    Norfolk
    PE30 1DA
    UNITED KINGDOM
    Phone
    +441553770112

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Frances Osborne

    IRN CFO00006

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
  • David Brian Bradshaw

    IRN DBR01017

    • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2009)
    • CF29 Significant management (1 Nov 2007 to 1 Sep 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2009)
    • CF1 Director (14 Jan 2005 to 1 Sep 2009)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 1 Sep 2009)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF2 Non Executive Director (14 Jan 2005 to 1 Sep 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Nicholas John Drew

    IRN NJD01159

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 May 2018 to 8 Dec 2019)
  • Nicholas Peter Osborne

    IRN NPO01008

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (12 Apr 2012 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Robin Sainty

    IRN RXS00075

    • CF1 Director (14 Jan 2005 to 13 Apr 2012)
  • Stephen William Barrett

    IRN SWB00001

    • CF1 Director (14 Jan 2005 to 13 Apr 2012)
    • CF3 Chief Executive (14 Jan 2005 to 13 Mar 2012)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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