Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Robert Birch

    IRN SRB01150

    • CF30 Customer (1 Nov 2007 to 12 Apr 2013)
    • CF22 Investment Adviser (Trainee) (23 Feb 2006 to 31 Oct 2007)
  • Steven Moore

    IRN SXM04917

    • SMF27 Partner (since 1 Apr 2026)
  • Tamaryn Driver

    IRN TXD01354

    • [FCA CF] Client dealing (30 Sep 2021 to 11 Feb 2023)
  • Thomas Charles Spence

    IRN TCS01059

    • [FCA CF] Client dealing (since 12 Jul 2024)
  • Tom David Dunster

    IRN TDD01006

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2020)
    • CF30 Customer (7 Nov 2017 to 8 Dec 2019)
  • Trini Louise Sadler

    IRN TLS01020

    • CF11 Money Laundering Reporting (29 Apr 2005 to 10 Dec 2007)
    • CF10 Compliance Oversight (29 Apr 2005 to 10 Dec 2007)
  • Victoria Louise Panormo

    IRN VLH00011

    • [FCA CF] Client dealing (13 Jan 2020 to 1 Sep 2022)
  • William Brammar

    IRN WXB01352

    • [FCA CF] Client dealing (since 9 May 2024)
  • William Chan

    IRN WXC01269

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
    • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
  • William David Marshall

    IRN WDM01026

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (9 Mar 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.