Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rona Elizabeth Train

    IRN RET01059

    • [FCA CF] Client dealing (2 Apr 2025 to 1 Sep 2025)
    • CF30 Customer (28 Apr 2010 to 8 Dec 2019)
  • Ronald Stewart Bowie

    IRN RSB00004

    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 4 Jan 2017)
    • CF8 Apportionment and Oversight (1 Apr 2005 to 31 Mar 2009)
    • CF4 Partner (1 Apr 2005 to 18 Nov 2019)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (1 Apr 2005 to 30 Sep 2018)
  • Ross Foster Russell

    IRN RFR00002

    • CF4 Partner (1 Apr 2005 to 8 Apr 2005)
  • Ross Ian Fleming

    IRN RIF01015

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Jan 2015 to 8 Dec 2019)
  • Ross James MacLeod

    IRN RXM00611

    • [FCA CF] Client dealing (since 24 Feb 2022)
  • Russell Oades

    IRN RXO00157

    • [FCA CF] Client dealing (27 Feb 2024 to 4 Oct 2025)
  • Russell Stephen Chapman

    IRN RSC01059

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (4 Apr 2011 to 18 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • Russell Taylor McAllister Borland

    IRN RTB01045

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF4 Partner (1 Apr 2005 to 1 Jan 2010)
  • Sally Peta Haran

    IRN SXH01420

    • SMF27 Partner (since 25 Apr 2025)
  • Samora Stephenson

    IRN SXS04416

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Jan 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.