Date authorised
1 April 2013
Companies House
05978224
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 3, 1st Floor
    Summit House
    Waterloo Lane
    Chelmsford
    Essex
    CM1 1BD
    UNITED KINGDOM
    Phone
    +4401245294111
  • Complaints Contact

    Suite 3, 1st Floor
    Summit House
    Waterloo Lane
    Chelmsford
    Essex
    CM1 1BD
    UNITED KINGDOM
    Phone
    +4401245294111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Tiney

    IRN DXT01283

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (24 Nov 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Nov 2010 to 30 Sep 2018)
    • CF1 Director (24 Nov 2010 to 8 Dec 2019)
  • Henry Barrell Prentis

    IRN HBP01004

    • SMF3 Executive Director (9 Dec 2019 to 13 Oct 2022)
    • CF1 Director (24 Nov 2010 to 8 Dec 2019)
  • Russel James Short

    IRN RJS01459

    • CF2 Non Executive Director (24 Nov 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.