Date authorised
17 November 2017
Companies House
10798527
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Winslade House
    Winslade Park
    Manor Drive
    Clyst St Mary
    Exeter
    Devon
    EX5 1FY
    UNITED KINGDOM
    Phone
    +4401626298949
  • Complaints Contact

    Winslade House
    Winslade Park
    Manor Drive
    Clyst St Mary
    Exeter
    EX5 1FY
    UNITED KINGDOM
    Phone
    +441626298949

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Charles William Holman

    IRN HCH01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (17 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 Nov 2017 to 30 Sep 2018)
  • Katrina Anne Holman

    IRN KAH01135

    • SMF3 Executive Director (9 Dec 2019 to 12 Dec 2019)
    • CF1 Director (17 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.