Date authorised
1 April 2013
Companies House
01565756
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442073989000
  • Complaints Contact

    1 Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442073989000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ahmed Mahmoud Ahmed Ghonem

    IRN AXG00867

    • CF2 Non Executive Director (AR) (since 28 Mar 2024)
  • Alexandra Victoria Pattie

    IRN AXO09714

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2023)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
  • David Howard Nelson

    IRN DHN01015

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 24 Dec 2024)
    • CF2 Non Executive Director (23 Apr 2015 to 8 Dec 2019)
  • Fatina Malvena Mary Jolliffe

    IRN FMJ01007

    • [FCA CF] Significant management (10 Mar 2021 to 14 Apr 2022)
  • Gary Michael Bryant

    IRN GMB01135

    • CF1 Director (30 Jan 2006 to 5 Feb 2009)
    • Responsible for Insurance Mediation (30 Jan 2006 to 5 Feb 2009)
  • Gordon Graham

    IRN GXG01236

    • CF1 Director (AR) (29 Jun 2009 to 1 Jan 2010)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2010)
    • CF1 Director (25 Jan 2006 to 31 Mar 2010)
    • CF13 Finance (25 Jan 2006 to 31 Oct 2007)
  • Graham Miller

    IRN GXM01646

    • SMF3 Executive Director (since 19 Aug 2025)
  • Guy Richard Cliffin

    IRN GRC01086

    • CF3 Chief Executive (11 Feb 2009 to 8 Dec 2010)
    • CF8 Apportionment and Oversight (11 Feb 2009 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Dec 2010)
    • CF1 Director (14 Jan 2005 to 8 Dec 2010)
  • Hugh William Wood

    IRN HWW01009

    • CF3 Chief Executive (27 Sep 2010 to 21 May 2014)
    • CF1 Director (14 Jan 2005 to 5 Feb 2009)
    • CF1 Director (AR) (14 Jan 2005 to 1 Jun 2009)
    • CF3 Chief Executive (AR) (14 Jan 2005 to 1 Jun 2009)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 5 Feb 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Feb 2009)
  • Jaroslav Gaisler

    IRN JXG00733

    • CF1 Director (AR) (since 31 Dec 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.