Date authorised
1 April 2013
Companies House
01565756
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442073989000
  • Complaints Contact

    1 Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442073989000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean Mary Teresa Thomas

    IRN JMT01167

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (9 Dec 2010 to 8 Dec 2019)
  • John Anthony Hayward

    IRN JAH01298

    • CF1 Director (AR) (7 Jul 2009 to 1 Jan 2010)
    • CF1 Director (14 Jan 2005 to 23 Apr 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 23 Apr 2013)
  • John Hoare

    IRN JDH01189

    • CF1 Director (AR) (2 Jul 2009 to 1 Jan 2010)
  • John White

    IRN JXW00396

    • [FCA CF] Significant management (since 10 Mar 2021)
  • Katarzyna Maria Weronika Sliwinska

    IRN KMS01027

    • CF2 Non Executive Director (12 May 2009 to 16 Jul 2009)
  • Katie Watt

    IRN KXW00158

    • [FCA CF] Significant management (since 10 Mar 2021)
  • Kelly Austin

    IRN KXA00125

    • [FCA CF] Significant management (since 10 Mar 2021)
  • Mark William Hallam

    IRN MWH01048

    • CF1 Director (14 Jan 2005 to 28 Oct 2005)
    • Responsible for Insurance Mediation (14 Jan 2005 to 28 Oct 2005)
  • Martin Peter Kelsh

    IRN MXK28196

    • SMF3 Executive Director (23 Apr 2020 to 10 Dec 2021)
    • Responsible for Insurance Distribution (23 Apr 2020 to 10 Dec 2021)
  • Matthew John Harlin

    IRN MJH01619

    • CF1 Director (9 May 2013 to 22 Sep 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.