HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lynn Blackley

  IRN LXB00573

  • [FCA CF] Client dealing (since 18 May 2023)
• Lynne Carr-Briggs

  IRN LXC00499

  • [FCA CF] Client dealing (since 18 May 2023)
• Maja Brzeska

  IRN MXB01153

  • [FCA CF] Client dealing (since 18 May 2023)
• Malcolm Paul Robinson

  IRN MPR00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Jun 2004 to 21 Mar 2005)
  • CF24 Pension Transfer Specialist (8 Jun 2004 to 31 Oct 2007)
• Mandy Bailey

  IRN MXB01456

  • [FCA CF] Manager of certification employee (since 23 Feb 2024)
• Manmeet Sohal Kalsi

  IRN MXK00128

  • [FCA CF] Client dealing (6 Jul 2023 to 13 Sep 2024)
  • [FCA CF] Manager of certification employee (6 Jul 2023 to 13 Sep 2024)
• Marc Thompson

  IRN MPT01092

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Marieke Kernet

  IRN MXK00243

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2022 to 31 Mar 2025)
  • [FCA CF] Significant management (23 Sep 2021 to 10 May 2022)
• Mark Alan Beresford

  IRN MAB00026

  • CF30 Customer (1 Nov 2007 to 9 Sep 2010)
  • CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
• Mark Andrew Bradley

  IRN MAB01272

  • CF30 Customer (5 May 2009 to 28 Nov 2012)

No changes recorded yet.