Date authorised
2 February 2015
Companies House
08699396
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor, 25 Fenchurch Avenue
    London
    EC3M 5AD
    UNITED KINGDOM
    Phone
    +442030233210
  • Complaints Contact

    6th Floor, 25 Fenchurch Avenue
    London
    EC3M 5AD
    UNITED KINGDOM
    Phone
    +442030233210

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Joseph Theato

    IRN IJT01029

    • SMF1 Chief Executive (9 Dec 2019 to 1 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2021)
    • CF3 Chief Executive (4 Mar 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Mar 2021)
    • Responsible for Insurance Mediation (2 Feb 2015 to 30 Sep 2018)
    • CF1 Director (2 Feb 2015 to 8 Dec 2019)
  • James Nicholas Montgomery

    IRN JXM00526

    • Responsible for Insurance Distribution (since 9 Mar 2021)
    • SMF3 Executive Director (since 9 Mar 2021)
  • Johanna Geertruida Maria Verhagen

    IRN JGV01014

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
    • CF11 Money Laundering Reporting (14 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Dec 2018 to 8 Dec 2019)
    • CF1 Director (18 May 2016 to 8 Dec 2019)
  • Kristine Putnam

    IRN KXP01750

    • CF1 Director (17 May 2016 to 1 Oct 2016)
  • Peter Joseph McKenna

    IRN PJM01536

    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2020)
    • CF1 Director (17 May 2016 to 8 Dec 2019)
  • Tania Mouton

    IRN TXM00641

    • SMF3 Executive Director (20 Jun 2025 to 31 Oct 2025)
  • Timothy Martin

    IRN TXM01809

    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Mar 2021)
    • CF3 Chief Executive (21 Dec 2018 to 8 Dec 2019)
    • CF1 Director (2 Feb 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.