Hubwise Securities Limited

Date authorised
1 April 2013
Companies House
06071374
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hubwise Holdings Ltd
    Waverley Court
    Wiltell Road Industrial Estate
    Wiltell Road
    Lichfield
    Staffordshire
    WS14 9ET
    UNITED KINGDOM
    Phone
    +441283495245
    Web
    https://www.ssctech.com/products/hubwise

  • Complaints Contact

    Hubwise Holdings Ltd
    Waverley Court
    Wiltell Road Industrial Estate
    Wiltell Road
    Lichfield
    Staffordshire
    WS14 9ET
    UNITED KINGDOM
    Phone
    +447900261821

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shelley Ann Harrington

    IRN SXH00454

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2024)
  • Spencer Sidney Baum

    IRN SSB01022

    • SMF3 Executive Director (since 1 Sep 2025)
    • SMF1 Chief Executive (1 Sep 2025 to 1 Mar 2026)
    • [FCA CF] Significant management (14 May 2024 to 1 Sep 2025)
    • SMF3 Executive Director (29 Apr 2022 to 1 Dec 2022)
  • Steve Crosse

    IRN SXC00399

    • [FCA CF] Significant management (since 10 Jul 2024)
  • Suzanne Conley

    IRN SXC00400

    • [FCA CF] Significant management (since 15 Apr 2024)
  • Victoria Heminsley

    IRN VXH01151

    • CF1 Director (21 Aug 2017 to 10 Oct 2019)
    • CF10 Compliance Oversight (21 Aug 2017 to 10 Oct 2019)
    • CF11 Money Laundering Reporting (21 Aug 2017 to 10 Oct 2019)
  • Virginia Chinda-Coutts

    IRN VXC00038

    • [FCA CF] Significant management (31 May 2024 to 31 Dec 2024)
  • William Deverall Wade McDonald

    IRN WWM01005

    • [FCA CF] Significant management (31 May 2024 to 9 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.