Hubwise Securities Limited

Date authorised
1 April 2013
Companies House
06071374
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hubwise Holdings Ltd
    Waverley Court
    Wiltell Road Industrial Estate
    Wiltell Road
    Lichfield
    Staffordshire
    WS14 9ET
    UNITED KINGDOM
    Phone
    +441283495245
    Web
    https://www.ssctech.com/products/hubwise

  • Complaints Contact

    Hubwise Holdings Ltd
    Waverley Court
    Wiltell Road Industrial Estate
    Wiltell Road
    Lichfield
    Staffordshire
    WS14 9ET
    UNITED KINGDOM
    Phone
    +447900261821

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian James Welch

    IRN IJW01065

    • SMF3 Executive Director (29 Apr 2022 to 1 Dec 2022)
  • Ian Timothy Fowler

    IRN ITF01004

    • CF1 Director (AR) (since 20 Aug 2025)
  • Janna Poll

    IRN JXP01162

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2026)
    • [FCA CF] Significant management (2 Sep 2025 to 23 Jan 2026)
  • Jeffrey Alan Plowman

    IRN JXP01390

    • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2020)
    • CF1 Director (25 May 2012 to 8 Dec 2019)
  • Jeremy Douglas Charles

    IRN JDC01152

    • SMF9 Chair of the Governing Body (since 1 Sep 2025)
  • Joanne Jones

    IRN JXJ01245

    • SMF1 Chief Executive (28 Jul 2023 to 1 Sep 2025)
    • SMF3 Executive Director (28 Jul 2023 to 1 Jan 2026)
  • John Scott

    IRN JXS88251

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jul 2023 to 8 Mar 2024)
  • Jonathan Jeffrey Plowman

    IRN JJP01076

    • CF30 Customer (14 Mar 2013 to 11 Sep 2018)
  • Kim Knowles

    IRN KXK01364

    • CF2 Non Executive Director (6 Jan 2010 to 20 Mar 2012)
  • Luke Andrew Rundle

    IRN LAR01049

    • CF1 Director (6 Jan 2010 to 31 Aug 2011)
    • CF30 Customer (6 Jan 2010 to 31 Aug 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.