HRI Investments Limited

• Principal Place of Business

  H R I Investments Ltd

  Gable House

  18-24 Turnham Green Terrace

  London

  Hounslow

  W4 1QP

  UNITED KINGDOM

  Phone

  +4402088756480

  Web

  https://www.hri-investments.com

• Complaints Contact

  H R I Investments Ltd

  Gable House

  18-24 Turnham Green Terrace

  London

  Hounslow

  W4 1QP

  UNITED KINGDOM

  Phone

  +4402088756480

• Pension Transfer Advice

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher John Garrood

  IRN CJG01141

  • [FCA CF] Functions requiring qualifications (18 Jan 2022 to 1 Sep 2023)
  • CF30 Customer (4 Aug 2009 to 8 Dec 2019)
• David John Henry Thorpe

  IRN DJT01157

  • CF30 Customer (1 Nov 2007 to 28 Sep 2009)
  • CF21 Investment Adviser (12 May 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 May 2002 to 12 May 2003)
• Douglas Richard Spacey

  IRN DRS01159

  • CF30 Customer (since 28 Jul 2016)
• Edward Mangan Robertson

  IRN EMR00003

  • Responsible for Insurance Mediation (21 Feb 2005 to 1 Feb 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2009)
  • CF1 Director (1 Dec 2001 to 1 Feb 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Feb 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Feb 2009)
• Farrell Leon Frisby

  IRN FLF01004

  • CF30 Customer (since 28 Jul 2016)
• John Wilson Page

  IRN JWP00003

  • [FCA CF] Manager of certification employee (since 3 Aug 2020)
  • [FCA CF] Significant management (since 3 Aug 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (13 Nov 2009 to 30 Sep 2018)
  • CF1 Director (13 Nov 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Nov 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Nov 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Matthew Benedict Evans

  IRN MBE01009

  • CF4 Partner (AR) (since 28 Mar 2025)
  • CF30 Customer (since 28 Jul 2016)
• Robin John Mackrill

  IRN RJM00124

  • 14. Managing investments
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 19 Jan 2022)
  • CF30 Customer (25 Jul 2008 to 8 Feb 2010)

• CH 1 Investment Partners LLP (no longer appointed)

  FRN 754093 · Appointed 27 Jul 2016 · Until 30 Jun 2025

• Seymour Sinclair Limited (no longer appointed)

  FRN 229508 · Appointed 18 Nov 2003 · Until 9 Dec 2003

No changes recorded yet.