Date authorised
1 April 2013
Companies House
02831010
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442075432800
  • Complaints Contact

    Unit 2
    Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Lawrence Simpson

    IRN DLS01065

    • CF2 Non Executive Director (13 Jun 2011 to 6 Aug 2012)
  • David Michael Waters

    IRN DMW01146

    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Mar 2010)
    • CF1 Director (14 Jan 2005 to 3 Dec 2010)
  • David Philip Howden

    IRN DPH01063

    • SMF7 Group Entity Senior Manager (since 20 Jul 2023)
  • David Torbet

    IRN DXT01358

    • CF2 Non Executive Director (18 Sep 2017 to 2 Sep 2019)
  • Dawn Marie Pianosi

    IRN DXP00638

    • CF1 Director (AR) (since 1 Mar 2025)
  • Dean Wright

    IRN DXW00246

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Dietrich Tiedje Zank

    IRN DTZ01000

    • CF1 Director (AR) (since 1 Mar 2025)
  • Donald Hugh Munro MacDonald

    IRN DHM01050

    • CF1 Director (AR) (25 Jun 2018 to 14 Jan 2021)
  • Elliott Jones

    IRN EXJ00185

    • CF1 Director (AR) (since 23 Dec 2025)
  • Francois-Xavier Bernard Boisseau

    IRN FXB01088

    • SMF13 Chair of the Nominations Committee (since 13 Feb 2026)
    • SMF9 Chair of the Governing Body (since 1 Jan 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2024 to 31 Dec 2024)
    • CF2 Non Executive Director (14 Jun 2011 to 6 Aug 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Avenue UK Limited (no longer appointed)

    FRN 805885 · Appointed 16 Jul 2018 · Until 2 Nov 2021

  • Lynn Anderson (no longer appointed)

    FRN 414864 · Appointed 16 Jul 2018 · Until 31 Oct 2018

  • Montanian Limited (no longer appointed)

    FRN 594141 · Appointed 6 Jul 2018 · Until 3 Nov 2021

  • Derek Sinclair (no longer appointed)

    FRN 576274 · Appointed 5 Jul 2018 · Until 2 Nov 2021

  • Martin Taylor (no longer appointed)

    FRN 730642 · Appointed 5 Jul 2018 · Until 3 Nov 2021

  • A J B Scholes (no longer appointed)

    FRN 478898 · Appointed 4 Jul 2018 · Until 3 Nov 2021

  • G Jaffe (no longer appointed)

    FRN 517818 · Appointed 4 Jul 2018 · Until 2 Nov 2021

  • G M Homes Ltd (no longer appointed)

    FRN 455425 · Appointed 4 Jul 2018 · Until 3 Nov 2021

  • Finemart Ltd (no longer appointed)

    FRN 414349 · Appointed 4 Jul 2018 · Until 2 Nov 2021

  • Leaders Limited (no longer appointed)

    FRN 407254 · Appointed 4 Jul 2018 · Until 19 Aug 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.