Date authorised
1 April 2013
Companies House
02831010
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442075432800
  • Complaints Contact

    Unit 2
    Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Paul Rootham

    IRN SPR01062

    • SMF24 Chief Operations (9 Dec 2019 to 1 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2023)
    • CF1 Director (9 Oct 2017 to 8 Dec 2019)
  • Thomas Elliott

    IRN TXE01166

    • CF2 Non Executive Director (11 Oct 2017 to 2 Sep 2019)
  • Thomas Ferrington

    IRN TXF00168

    • CF1 Director (AR) (since 1 Mar 2025)
  • Tim Mark Holland

    IRN TMH01105

    • SMF2 Chief Finance (11 Nov 2020 to 31 May 2022)
    • SMF24 Chief Operations (11 Nov 2020 to 31 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 May 2022)
    • CF1 Director (10 Oct 2017 to 8 Dec 2019)
  • Timothy May

    IRN TXM00438

    • CF1 Director (AR) (2 Jan 2025 to 15 Apr 2025)
  • Tristan Haley-Burrows

    IRN TXH01715

    • SMF5 Head of Internal Audit (since 24 Jul 2023)
  • Valerie Michelle Dias

    IRN VMD01015

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 30 Apr 2022)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Apr 2022)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 30 Apr 2022)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 30 Apr 2022)
    • CF2 Non Executive Director (14 Nov 2018 to 8 Dec 2019)
  • Vincent Robert Kennedy

    IRN VXK00169

    • SMF7 Group Entity Senior Manager (since 1 Oct 2025)
  • Warren Paul Dickson

    IRN WPD01010

    • SMF1 Chief Executive (since 5 Feb 2025)
    • Responsible for Insurance Distribution (since 5 Feb 2025)
    • SMF3 Executive Director (since 17 May 2021)
  • William John Herries Walters

    IRN WXW15291

    • CF1 Director (AR) (since 1 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Avenue UK Limited (no longer appointed)

    FRN 805885 · Appointed 16 Jul 2018 · Until 2 Nov 2021

  • Lynn Anderson (no longer appointed)

    FRN 414864 · Appointed 16 Jul 2018 · Until 31 Oct 2018

  • Montanian Limited (no longer appointed)

    FRN 594141 · Appointed 6 Jul 2018 · Until 3 Nov 2021

  • Derek Sinclair (no longer appointed)

    FRN 576274 · Appointed 5 Jul 2018 · Until 2 Nov 2021

  • Martin Taylor (no longer appointed)

    FRN 730642 · Appointed 5 Jul 2018 · Until 3 Nov 2021

  • A J B Scholes (no longer appointed)

    FRN 478898 · Appointed 4 Jul 2018 · Until 3 Nov 2021

  • G Jaffe (no longer appointed)

    FRN 517818 · Appointed 4 Jul 2018 · Until 2 Nov 2021

  • G M Homes Ltd (no longer appointed)

    FRN 455425 · Appointed 4 Jul 2018 · Until 3 Nov 2021

  • Finemart Ltd (no longer appointed)

    FRN 414349 · Appointed 4 Jul 2018 · Until 2 Nov 2021

  • Leaders Limited (no longer appointed)

    FRN 407254 · Appointed 4 Jul 2018 · Until 19 Aug 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.