Date authorised
1 April 2013
Companies House
02831010
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442075432800
  • Complaints Contact

    Unit 2
    Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Fulcher

    IRN AXF00162

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Ainslie William Wood

    IRN AWW00010

    • CF1 Director (AR) (since 1 Mar 2025)
  • Alistair Neil Barrett

    IRN ANB01076

    • SMF24 Chief Operations (23 Feb 2024 to 4 Jun 2024)
    • SMF3 Executive Director (23 Feb 2024 to 4 Jun 2024)
  • Alistair Roger John Matthews

    IRN AXM01602

    • [FCA CF] Significant management (since 23 Feb 2023)
  • Andrew David Scola

    IRN AXS21380

    • SMF24 Chief Operations (9 Dec 2019 to 1 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
    • CF1 Director (12 Nov 2019 to 8 Dec 2019)
  • Andrew James Galbraith

    IRN AJG01309

    • SMF7 Group Entity Senior Manager (since 25 Mar 2025)
    • SMF2 Chief Finance (27 Sep 2022 to 25 Mar 2025)
    • SMF3 Executive Director (27 Sep 2022 to 25 Mar 2025)
    • [FCA CF] Significant management (31 May 2022 to 30 Sep 2022)
  • Andrew Robert Jack

    IRN ARJ01075

    • CF1 Director (AR) (since 30 Dec 2025)
  • Andrew Simon Wilson Hall

    IRN ASH01109

    • SMF3 Executive Director (since 12 Dec 2022)
    • SMF4 Chief Risk (since 12 Dec 2022)
    • SMF5 Head of Internal Audit (12 Dec 2022 to 15 Aug 2023)
  • Andrew Stewart Hunter

    IRN ASH01128

    • CF2 Non Executive Director (28 Feb 2012 to 6 Aug 2012)
  • Andrew Wharton Green

    IRN AXG00943

    • CF1 Director (AR) (since 21 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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