Date authorised
1 April 2013
Companies House
02831010
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442075432800
  • Complaints Contact

    Unit 2
    Des Roches Square
    Witney
    Oxfordshire
    OX28 4LE
    UNITED KINGDOM
    Phone
    +441993893311

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil McInnes

    IRN NXM07715

    • CF1 Director (AR) (since 1 Mar 2025)
  • Neil Robert Yorke

    IRN NRY01003

    • CF1 Director (AR) (10 Mar 2021 to 17 Jul 2024)
  • Nigel Mark Inches Robertson

    IRN NMR01052

    • CF2 Non Executive Director (13 Nov 2017 to 2 Sep 2019)
  • Nigel Vaughan Spencer

    IRN NVS01009

    • CF1 Director (AR) (7 Mar 2014 to 31 Mar 2015)
  • Oliver Barton

    IRN OXB00038

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Oliver Joseph Darley-Usmar

    IRN OXD00090

    • CF1 Director (AR) (since 29 Jun 2024)
  • Paul Alan Blanchard

    IRN PAB00140

    • SMF24 Chief Operations (since 26 Jun 2025)
    • SMF18 Other Overall Responsibility (26 Feb 2024 to 26 Jun 2025)
    • SMF24 Chief Operations (13 Sep 2022 to 26 Feb 2024)
    • SMF7 Group Entity Senior Manager (13 Sep 2022 to 26 Feb 2024)
  • Paul Anthony Scott

    IRN PAS01247

    • CF1 Director (14 Jan 2005 to 3 Dec 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 3 Dec 2010)
  • Paul Clerkin

    IRN PXC00476

    • CF1 Director (AR) (22 Oct 2024 to 17 Apr 2025)
  • Paul Hugh Gilshan

    IRN PXG00375

    • CF1 Director (AR) (5 Jun 2023 to 12 Feb 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.