Date authorised
1 April 2013
Companies House
SC207315
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    76 Coburg Street
    Edinburgh
    Midlothian
    EH6 6HJ
    UNITED KINGDOM
    Phone
    +441315532293
  • Complaints Contact

    76 Coburg Street
    Edinburgh
    Midlothian
    EH6 6HJ
    UNITED KINGDOM
    Phone
    +441315532293

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Horsburgh

    IRN JXH88090

    • CF1 Director (AR) (20 Jul 2020 to 1 Apr 2025)
  • Jonathan Deans Rankin Gordon

    IRN JDG01108

    • CF1 Director (AR) (17 Sep 2013 to 7 Aug 2025)
  • Jonathan Paul Cumpstey

    IRN JPC01188

    • Director of firm who is not a certification employee or a SMF manager (21 Mar 2023 to 27 May 2025)
  • Katherine Anne Usher

    IRN KAU01006

    • CF1 Director (AR) (23 Dec 2017 to 22 Nov 2018)
  • Kenneth Derek Hogg

    IRN KDH01034

    • Responsible for Insurance Distribution (since 24 Oct 2023)
    • SMF1 Chief Executive (since 24 Oct 2023)
    • SMF3 Executive Director (26 Jun 2023 to 24 Oct 2023)
  • Kenneth Edward Bell

    IRN KXB00475

    • CF1 Director (AR) (8 Feb 2023 to 1 Apr 2025)
  • Laura Judith Chapman

    IRN LXC00457

    • CF1 Director (AR) (20 Feb 2023 to 1 Apr 2025)
  • Lorraine Robb

    IRN LXR01180

    • CF1 Director (AR) (3 Jul 2017 to 16 Jun 2025)
  • Mark Dallas

    IRN MXD01794

    • [FCA CF] Significant management (9 Dec 2019 to 21 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jan 2024)
    • CF1 Director (15 May 2008 to 8 Dec 2019)
  • Mark James Richards

    IRN MJR01412

    • SMF3 Executive Director (9 Dec 2019 to 29 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 21 Apr 2022)
    • CF1 Director (3 Oct 2011 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.