Date authorised
1 April 2013
Companies House
SC207315
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    76 Coburg Street
    Edinburgh
    Midlothian
    EH6 6HJ
    UNITED KINGDOM
    Phone
    +441315532293
  • Complaints Contact

    76 Coburg Street
    Edinburgh
    Midlothian
    EH6 6HJ
    UNITED KINGDOM
    Phone
    +441315532293

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Patrick Galvin

    IRN MPG01071

    • CF1 Director (AR) (23 Sep 2014 to 23 Oct 2016)
  • Michael William Findlay Linn

    IRN MWL01058

    • CF1 Director (AR) (27 Mar 2018 to 1 Apr 2025)
  • Neil McInnes

    IRN NXM07715

    • CF1 Director (AR) (29 Oct 2018 to 1 Apr 2025)
  • Newton Edward John Bruce

    IRN NEB00010

    • SMF9 Chair of the Governing Body (19 Oct 2023 to 29 May 2025)
    • Responsible for Insurance Distribution (7 Apr 2022 to 29 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 29 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 21 Apr 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 19 Oct 2023)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 May 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Paul Shields

    IRN PXS00672

    • CF1 Director (AR) (7 Jun 2023 to 12 Sep 2025)
  • Richard James McDonald

    IRN RXM00788

    • SMF3 Executive Director (25 Jan 2023 to 29 May 2025)
  • Robert Laurence Worrell

    IRN RLW01047

    • CF1 Director (AR) (22 Jun 2011 to 24 Nov 2011)
  • Robert William Fraser Young

    IRN RWY01011

    • CF1 Director (AR) (3 Jun 2013 to 15 Apr 2020)
  • Ross Lindsay MacDonald

    IRN RLM01105

    • CF1 Director (AR) (26 Nov 2013 to 9 Jan 2015)
  • Sarah Jane Morrison

    IRN SXM01254

    • CF1 Director (AR) (7 Aug 2023 to 1 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.