Date authorised
1 April 2013
Companies House
SC207315
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    76 Coburg Street
    Edinburgh
    Midlothian
    EH6 6HJ
    UNITED KINGDOM
    Phone
    +441315532293
  • Complaints Contact

    76 Coburg Street
    Edinburgh
    Midlothian
    EH6 6HJ
    UNITED KINGDOM
    Phone
    +441315532293

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Whitelaw Fairgrieve

    IRN SWF01022

    • SMF3 Executive Director (9 Dec 2019 to 20 Apr 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Apr 2022)
    • Responsible for Insurance Mediation (27 Jun 2006 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Simon James Rettie

    IRN SJR01321

    • CF1 Director (AR) (3 Jun 2014 to 1 Apr 2025)
  • Stephen Gallagher

    IRN SXG02356

    • CF1 Director (AR) (22 Aug 2016 to 3 Dec 2024)
  • Stuart John MacLeod

    IRN SXM00904

    • SMF3 Executive Director (since 9 Feb 2022)
  • Stuart Paul Rootham

    IRN SPR01062

    • Director of firm who is not a certification employee or a SMF manager (21 Mar 2023 to 31 Dec 2024)
  • Thomas Ferrington

    IRN TXF00168

    • CF1 Director (AR) (30 Jan 2023 to 1 Apr 2025)
  • Warren Paul Dickson

    IRN WPD01010

    • Director of firm who is not a certification employee or a SMF manager (since 21 Mar 2023)
    • SMF3 Executive Director (9 Mar 2022 to 21 Mar 2023)
  • William John Herries Walters

    IRN WXW15291

    • CF1 Director (AR) (29 May 2019 to 1 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.