Date authorised
12 July 2023
Companies House
FC036729
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +496921938950
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Simon Wilson Hall

    IRN ASH01109

    • SMF16 Compliance Oversight (since 12 Jul 2023)
  • Daniel James Stock

    IRN DXS00867

    • Responsible for Insurance Distribution (12 Jul 2023 to 24 Nov 2025)
    • SMF19 Head of Overseas Branch/Head of Overseas (12 Jul 2023 to 24 Nov 2025)
  • Drew Wardrope

    IRN DXW18102

    • Responsible for Insurance Distribution (since 21 Nov 2025)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 21 Nov 2025)
    • SMF3 Executive Director (since 12 Jul 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.