Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Banfill Ryeland

    IRN MXR00570

    • [FCA CF] Significant management (since 18 Jul 2022)
  • Mark David Colgate

    IRN MXC08234

    • [FCA CF] Significant management (since 1 Oct 2023)
    • SMF3 Executive Director (14 Oct 2022 to 1 Oct 2023)
    • [FCA CF] Significant management (3 Feb 2021 to 14 Oct 2022)
  • Mark David Gannon

    IRN MDG01136

    • CF3 Chief Executive (AR) (7 Feb 2018 to 28 Nov 2024)
  • Mark James Westgarth

    IRN MJW01396

    • [FCA CF] Significant management (since 3 Feb 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Sep 2020)
    • CF29 Significant management (21 Nov 2019 to 8 Dec 2019)
  • Martin John Ellis

    IRN MJE01150

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Martin Keith Tyler

    IRN MXT01981

    • CF1 Director (4 Oct 2017 to 30 Jul 2018)
    • CF28 Systems and controls (19 Oct 2016 to 4 Oct 2017)
  • Martin Wicks

    IRN MXW00334

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Mary Theresa O'Connor

    IRN MTO01015

    • [FCA CF] Significant management (1 Oct 2023 to 31 Dec 2023)
    • CF1 Director (AR) (16 Nov 2022 to 29 Sep 2023)
    • SMF3 Executive Director (11 Nov 2022 to 1 Oct 2023)
  • Matt Farman

    IRN MXF00174

    • [FCA CF] Significant management (since 14 Oct 2020)
  • Matthew Hilsum

    IRN MXH00884

    • [FCA CF] Significant management (since 11 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.