Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Bragoli

    IRN AXB01940

    • Responsible for Insurance Distribution (9 Oct 2020 to 12 Oct 2023)
    • SMF3 Executive Director (9 Oct 2020 to 12 Oct 2023)
    • SMF1 Chief Executive (9 Oct 2020 to 12 Oct 2023)
    • CF29 Significant management (1 Oct 2016 to 2 Oct 2017)
    • CF1 Director (11 Nov 2015 to 1 Oct 2016)
  • Andrew Dominic John Bucke Collins

    IRN ADC01129

    • CF29 Significant management (1 Oct 2016 to 1 Nov 2016)
    • Responsible for Insurance Mediation (7 Sep 2015 to 1 Oct 2016)
    • CF3 Chief Executive (15 Jul 2015 to 1 Oct 2016)
    • CF1 Director (AR) (4 Apr 2008 to 20 Oct 2015)
    • CF1 Director (1 Sep 2007 to 15 Jul 2015)
  • Andrew Gray

    IRN AXG00365

    • [FCA CF] Significant management (3 Feb 2021 to 5 Jun 2024)
  • Andrew James Touchet Harrison-Sleap

    IRN AXH00852

    • [FCA CF] Significant management (since 29 Nov 2022)
  • Andrew Mark Erritt

    IRN AME01035

    • CF1 Director (4 Oct 2017 to 30 Sep 2019)
    • CF29 Significant management (1 Oct 2016 to 4 Oct 2017)
  • Andrew Simon Wilson Hall

    IRN ASH01109

    • SMF3 Executive Director (since 20 Oct 2023)
    • SMF4 Chief Risk (since 20 Oct 2023)
    • CF1 Director (AR) (since 1 Oct 2020)
    • SMF3 Executive Director (18 Nov 2020 to 1 Oct 2022)
    • SMF4 Chief Risk (18 Nov 2020 to 1 Oct 2022)
  • Andrew Timothy Bastow

    IRN ATB01057

    • CF1 Director (AR) (since 7 Feb 2022)
    • CF1 Director (19 May 2015 to 4 Jun 2018)
    • CF1 Director (AR) (18 May 2015 to 20 Oct 2015)
  • Andrew Tuffield

    IRN AXT01387

    • CF1 Director (AR) (4 Apr 2008 to 29 Apr 2015)
    • CF1 Director (14 Jan 2005 to 29 Apr 2015)
  • Andy Goulbourne

    IRN AXG00320

    • [FCA CF] Significant management (since 3 Feb 2021)
  • Angus John Pearson

    IRN AJP01299

    • [FCA CF] Significant management (3 Feb 2021 to 31 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.