Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Codrington

    IRN AXC03373

    • SMF18 Other Overall Responsibility (since 14 Nov 2023)
    • [FCA CF] Significant management (3 Feb 2021 to 14 Nov 2023)
  • Ahmed Farooq

    IRN AXF01993

    • CF1 Director (AR) (since 14 Feb 2024)
    • SMF2 Chief Finance (since 8 Jun 2022)
    • SMF3 Executive Director (since 8 Jun 2022)
    • [FCA CF] Significant management (25 Mar 2022 to 8 Jun 2022)
  • Alan John Wallace

    IRN AJW01368

    • CF1 Director (AR) (4 Apr 2008 to 30 Jun 2011)
  • Aled DAVIES

    IRN AXD00211

    • [FCA CF] Significant management (8 Dec 2022 to 31 Jan 2026)
  • Alex Green

    IRN AXG00664

    • [FCA CF] Significant management (19 Oct 2022 to 5 Jun 2024)
  • Alexis Catherine Mackay Edward

    IRN AXE00289

    • CF1 Director (AR) (since 30 Dec 2025)
  • Alison Mary Tytherleigh

    IRN AXT00226

    • SMF24 Chief Operations (since 1 Jun 2024)
    • SMF3 Executive Director (since 1 Jun 2024)
    • [FCA CF] Significant management (3 Feb 2021 to 1 Jun 2024)
  • Alistair Carter

    IRN AXC00448

    • [FCA CF] Significant management (3 Feb 2021 to 1 Apr 2024)
  • Alistair Neil Barrett

    IRN ANB01076

    • SMF3 Executive Director (8 Oct 2020 to 1 Oct 2022)
    • SMF24 Chief Operations (8 Oct 2020 to 1 Oct 2022)
    • CF28 Systems and controls (12 Oct 2016 to 30 Sep 2017)
  • Amanda Smith

    IRN AXS00668

    • [FCA CF] Significant management (since 3 Feb 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.