Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Ann Davies

    IRN SAR01057

    • SMF13 Chair of the Nominations Committee (since 23 Jan 2026)
    • SMF9 Chair of the Governing Body (since 28 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (26 Jan 2022 to 28 Dec 2022)
  • Sarah Ann Hughes

    IRN SXH06042

    • SMF1 Chief Executive (since 12 Oct 2023)
    • Responsible for Insurance Distribution (since 12 Oct 2023)
    • SMF3 Executive Director (since 13 May 2022)
    • [FCA CF] Significant management (25 Feb 2020 to 20 Jun 2022)
  • Sarah Walton

    IRN SXW00356

    • [FCA CF] Significant management (19 Oct 2023 to 6 Jun 2025)
    • SMF3 Executive Director (26 Oct 2022 to 18 Oct 2023)
    • SMF24 Chief Operations (26 Oct 2022 to 18 Oct 2023)
  • Serge Thieriet

    IRN SXT02041

    • SMF2 Chief Finance (9 Dec 2019 to 1 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
    • CF1 Director (16 Aug 2018 to 8 Dec 2019)
  • Sharyn Butcher

    IRN SXB00535

    • [FCA CF] Significant management (since 3 Feb 2021)
  • Simon Boniface

    IRN SXB00534

    • CF1 Director (AR) (24 Jan 2022 to 30 Nov 2023)
    • [FCA CF] Significant management (3 Feb 2021 to 24 Oct 2024)
  • Simon Cox

    IRN SXC00469

    • [FCA CF] Significant management (3 Feb 2021 to 6 Feb 2026)
  • Simon Dawes

    IRN SXD00305

    • [FCA CF] Significant management (since 3 Feb 2021)
  • Simon John Lakey

    IRN SJL01208

    • CF1 Director (3 Oct 2017 to 8 Dec 2019)
    • CF29 Significant management (1 Oct 2016 to 3 Oct 2017)
  • Sonia Caamano

    IRN SXC09285

    • SMF3 Executive Director (18 Oct 2022 to 1 Oct 2023)
    • [FCA CF] Significant management (3 Feb 2021 to 18 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.