Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon John Simon Craig

    IRN GJC01142

    • [FCA CF] Significant management (3 Feb 2021 to 31 Mar 2025)
  • Guy Piers Turner

    IRN GXT00204

    • [FCA CF] Significant management (13 Dec 2022 to 6 Jun 2025)
  • Hayley Jane Nicolaou

    IRN HXN00062

    • SMF3 Executive Director (23 Jun 2022 to 31 Oct 2022)
  • Heath Currie

    IRN HXC01226

    • [FCA CF] Significant management (2 Jul 2025 to 18 Nov 2025)
  • Huey Wen Yap

    IRN HXY00053

    • [FCA CF] Significant management (since 11 Sep 2024)
  • Iain Mark Middle

    IRN IMM01063

    • [FCA CF] Significant management (8 Oct 2020 to 5 Jun 2024)
  • Ian Stuart Richardson

    IRN ISR01020

    • CF28 Systems and controls (30 Oct 2015 to 31 May 2016)
    • CF1 Director (26 Jun 2015 to 30 Oct 2015)
  • James Burrows

    IRN JXB03857

    • [FCA CF] Significant management (since 23 Aug 2024)
  • James David Trevor Beckett

    IRN JDB01193

    • [FCA CF] Significant management (3 Feb 2021 to 18 Mar 2025)
    • CF1 Director (AR) (30 Sep 2009 to 1 Oct 2013)
    • CF1 Director (14 Jan 2005 to 30 Sep 2009)
  • James Gant

    IRN JXG00353

    • [FCA CF] Significant management (3 Feb 2021 to 14 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.