Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elliot Richardson

    IRN EXR01263

    • SMF3 Executive Director (23 Oct 2020 to 1 Oct 2021)
    • CF29 Significant management (1 Oct 2016 to 30 Sep 2017)
    • CF1 Director (11 Dec 2015 to 1 Oct 2016)
    • CF1 Director (AR) (1 Apr 2013 to 30 Sep 2017)
  • Emile Harold Woolf

    IRN EHW01007

    • CF2 Non Executive Director (20 Oct 2015 to 21 Jan 2016)
  • Emma Louise Tildesley

    IRN EXT00133

    • [FCA CF] Significant management (since 18 Jul 2022)
  • Emma Louise Williamson

    IRN EXW00302

    • [FCA CF] Significant management (18 Sep 2024 to 27 Feb 2025)
  • Esther Kane

    IRN EXK00068

    • [FCA CF] Significant management (3 Feb 2021 to 10 May 2021)
  • Filippo Guerrini-Maraldi

    IRN FXG00042

    • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2025)
  • Finn Cackett

    IRN FXC00051

    • [FCA CF] Significant management (3 Feb 2021 to 31 Jul 2023)
  • Gareth Tennant

    IRN GXT00131

    • [FCA CF] Significant management (3 Feb 2021 to 14 Jan 2026)
  • Garry Robert Hicks

    IRN GRH01124

    • CF1 Director (AR) (12 Nov 2015 to 30 Sep 2016)
  • Glenn James O'Halloran

    IRN GXO00105

    • [FCA CF] Significant management (3 Sep 2024 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.