Date authorised
1 April 2013
Companies House
00725875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Creechurch Place
    London
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806
  • Complaints Contact

    1 Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sophie Glasson

    IRN SXG00228

    • [FCA CF] Significant management (since 21 Jan 2025)
  • Spencer Pardoe

    IRN SXP00342

    • [FCA CF] Significant management (3 Feb 2021 to 31 Mar 2025)
  • Stephen David Reid

    IRN SDR01086

    • CF1 Director (26 Jun 2015 to 30 Jun 2016)
    • CF1 Director (AR) (11 May 2015 to 1 Oct 2015)
  • Stephen Thomas Greener

    IRN STG01036

    • [FCA CF] Significant management (since 1 Oct 2023)
    • SMF3 Executive Director (26 Oct 2020 to 1 Oct 2023)
    • CF29 Significant management (3 Oct 2016 to 3 Oct 2017)
    • CF1 Director (AR) (30 Sep 2009 to 1 Oct 2015)
  • Steven Hale

    IRN SXH00449

    • [FCA CF] Significant management (since 3 Feb 2021)
  • Steven Michael Thornett

    IRN SMT01091

    • CF1 Director (AR) (30 Sep 2009 to 31 Dec 2009)
    • CF1 Director (1 Jul 2006 to 30 Sep 2009)
  • Stuart Paul Rootham

    IRN SPR01062

    • CF1 Director (AR) (30 Sep 2009 to 30 Jun 2016)
    • CF1 Director (14 Jan 2005 to 30 Sep 2009)
  • Sue Moseley

    IRN SXM00584

    • [FCA CF] Significant management (15 Oct 2020 to 10 May 2021)
  • Tim Batchelor

    IRN TXB00178

    • [FCA CF] Significant management (3 Feb 2021 to 31 Mar 2025)
  • Tim Blunt

    IRN TXB00177

    • [FCA CF] Significant management (3 Feb 2021 to 13 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.