Date authorised
1 April 2013
Companies House
05022286
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +4402076233806
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +4402076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

    Show 1 limitation
    • · Investment activity in rights to or interests in investments is limited to the other investment types granted for this activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments is limited to the other investment types granted for this activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruce Paterson

    IRN BXP01240

    • CF1 Director (2 Mar 2005 to 3 Sep 2008)
  • Charles Yalden Langdale

    IRN CYL01006

    • CF1 Director (AR) (25 Apr 2023 to 3 Jul 2024)
  • Colin Reddy

    IRN CXR01730

    • CF30 Customer (since 4 Sep 2023)
  • David Sean Flandro

    IRN DSF01033

    • SMF3 Executive Director (6 Mar 2021 to 28 Nov 2025)
    • SMF1 Chief Executive (6 Mar 2021 to 28 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2021 to 14 Jun 2022)
  • Donald Alan Paterson

    IRN DAP01140

    • CF1 Director (12 Apr 2005 to 3 Sep 2008)
  • Drew Wardrope

    IRN DXW18102

    • CF1 Director (AR) (since 24 Apr 2023)
    • CF3 Chief Executive (AR) (since 24 Apr 2023)
    • CF30 Customer (24 Apr 2023 to 10 Dec 2024)
  • EDWARD JOHN RAHTZ

    IRN EXR00045

    • CF30 Customer (since 24 Apr 2023)
    • [FCA CF] Client dealing (1 Mar 2021 to 14 Jul 2023)
  • Edward David Copeman

    IRN EXC00283

    • CF30 Customer (since 24 Apr 2023)
  • Elliot Richardson

    IRN EXR01263

    • SMF9 Chair of the Governing Body (12 Apr 2021 to 19 Apr 2022)
  • Francis Philip Harold De Zulueta

    IRN FPD01005

    • CF2 Non Executive Director (15 Feb 2005 to 10 Jun 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.