Howard Kennedy Corporate Services LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

ALEXANDER SAMUEL JOZEF WOOD
IRN AXW00842
- [FCA CF] Client dealing (24 Jan 2024 to 17 Oct 2025)
Alan Banes
IRN AXB01578
- CF30 Customer (17 Feb 2011 to 13 Nov 2018)
- CF4 Partner (17 Feb 2011 to 13 Nov 2018)
Anthony Jonathan Hunt
IRN AJH01582
- CF30 Customer (17 Feb 2011 to 23 Jan 2013)
- CF4 Partner (17 Feb 2011 to 13 Nov 2018)
Christine Dubignon
IRN CXD01515
- CF30 Customer (17 Feb 2011 to 3 May 2012)
Dov Katz
IRN DXK01399
- CF30 Customer (17 Feb 2011 to 23 Jan 2013)
Fiona Sim Lee Yeoh
IRN FXY00041
- [FCA CF] Client dealing (since 29 Oct 2025)
Ian John Scott
IRN IJS01056
- [FCA CF] Client dealing (since 24 Jan 2024)
- CF30 Customer (17 Feb 2011 to 8 Dec 2019)
Keith Lassman
IRN KXL01131
- [FCA CF] Client dealing (since 25 Jan 2024)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (17 Feb 2011 to 8 Dec 2019)
- CF4 Partner (17 Feb 2011 to 8 Dec 2019)
Marc Douglas Proudfoot
IRN MXP00820
- SMF27 Partner (since 10 Jul 2024)
- [FCA CF] Significant management (since 24 Jan 2024)
- [FCA CF] Client dealing (since 24 Jan 2024)
Matthew Astbury
IRN MXA02077
- [FCA CF] Client dealing (24 Jan 2024 to 10 May 2024)
- CF30 Customer (17 Feb 2011 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.