Date authorised
1 April 2013
Companies House
03681392
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cobalt Business Exchange
    Cobalt Park Way
    Wallsend
    Tyne and Wear
    NE28 9NZ
    UNITED KINGDOM
    Phone
    +441912961666
  • Complaints Contact

    Cobalt Business Exchange
    Fabriam Centre
    Cobalt Business Centre
    Cobalt Park Way
    Wallsend
    North Tyneside
    NE28 9NZ
    UNITED KINGDOM
    Phone
    +441912961666

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

    Show 1 limitation
    • · Limited to insurance mediation activities in respect of debt administration
  • Debt Collection

    Show 1 limitation
    • · Limited to insurance mediation activities in respect of debt collection
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Steven Winnifrith

    IRN ASW01133

    • Responsible for Insurance Distribution (since 17 Feb 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Oct 2013 to 8 Dec 2019)
  • Cape Robert Anthony

    IRN CXR01306

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2007)
    • CF1 Director (14 Jan 2005 to 30 Apr 2007)
  • Jonathan William Griggs

    IRN JWG01078

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Steven Leonard Winnifrith

    IRN SLW01078

    • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Dec 2021)
    • Responsible for Insurance Mediation (25 Feb 2008 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.