Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arnav Borah

  IRN AXB04077

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Arno Reynders

  IRN AXR00211

  • [FCA CF] Client dealing (1 Feb 2021 to 25 Jan 2023)
• Ashish Narendra Patel

  IRN AXP15053

  • [FCA CF] Client dealing (since 14 May 2024)
• Aurore Gautreau

  IRN AXG01008

  • [FCA CF] Client dealing (since 29 Jan 2025)
• Avalon De Paravicini

  IRN ASD01094

  • [FCA CF] Client dealing (1 Oct 2024 to 3 May 2025)
• Ayesha Ayesha

  IRN AXA00979

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Ben Levett-Dunn

  IRN BXL00219

  • [FCA CF] Client dealing (21 Feb 2024 to 1 Jan 2025)
• Benjamin Buckley

  IRN BXB00454

  • [FCA CF] Client dealing (since 22 Oct 2025)
• Benjamin Dunlop

  IRN BXD00237

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Benjamin Schauerman

  IRN BXS00230

  • [FCA CF] Client dealing (9 Aug 2021 to 29 Apr 2022)

No changes recorded yet.