Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sunit Jogia

  IRN SXJ00404

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Tapiwa Sean Mamutse

  IRN TXM91578

  • [FCA CF] Client dealing (since 4 Nov 2025)
• Theo Vervelle

  IRN TFV01005

  • [FCA CF] Client dealing (1 Oct 2024 to 13 Jun 2025)
• Thomas Barnard

  IRN TXB00258

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Thomas Hughes

  IRN THH01031

  • [FCA CF] Client dealing (1 Apr 2024 to 31 Mar 2025)
• Thomas Lees

  IRN TXL00358

  • [FCA CF] Client dealing (since 8 Dec 2025)
• Thomas Prentis

  IRN TXP00293

  • [FCA CF] Client dealing (1 Apr 2024 to 17 Jul 2025)
• Timothy Leach

  IRN TXL01091

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Timothy Richardson

  IRN TXR01060

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Timothy Shortland

  IRN TJS01168

  • [FCA CF] Client dealing (since 1 Apr 2024)

No changes recorded yet.