Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Eduard Horn

  IRN MEH01148

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2023)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Marc Jonathan Oliver Jones

  IRN MJJ01122

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2023)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Marco Mollura

  IRN MXM00444

  • [FCA CF] Client dealing (1 Apr 2024 to 2 Apr 2024)
• Marco Piccioni

  IRN MXP00937

  • [FCA CF] Client dealing (28 Jan 2025 to 17 Apr 2026)
• Marco VOCI

  IRN MXV01247

  • [FCA CF] Client dealing (since 17 Dec 2025)
• Marcus Andrew Biggs

  IRN MXB00263

  • [FCA CF] Significant management (9 Dec 2020 to 4 Nov 2021)
• Marinus Adrianus Nique van Baar

  IRN MAV01072

  • CF30 Customer (1 May 2018 to 2 Apr 2019)
• Mario Doerflinger

  IRN MXD00681

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Mark Smith

  IRN MXS04341

  • [FCA CF] Client dealing (since 1 Oct 2024)
• Mark Ward

  IRN MXW00436

  • [FCA CF] Client dealing (since 7 Apr 2026)

No changes recorded yet.