Horsham Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ming Ly
IRN MXL00671
- [FCA CF] CASS oversight function (since 25 Jun 2024)
Peter Thomas French
IRN PTF00002
- SMF3 Executive Director (9 Dec 2019 to 27 Nov 2023)
- CF1 Director (18 Apr 2016 to 8 Dec 2019)
Rizwan Patel
IRN RXP02104
- CF1 Director (AR) (20 Nov 2020 to 25 Apr 2023)
- CF3 Chief Executive (AR) (20 Nov 2020 to 25 Apr 2023)
- SMF1 (AR) Chief Executive function (20 Nov 2020 to 25 Apr 2023)
Robert Charles William Organ
IRN RCO01017
- SMF3 Executive Director (since 8 Dec 2023)
Steven James Folkard
IRN SJF01259
- SMF16 Compliance Oversight (since 20 Feb 2024)

Smaller firms operating under this firm's FCA authorisation.

Malins Management Limited (no longer appointed)
FRN 839390 · Appointed 3 Apr 2019 · Until 27 Oct 2020
Lint Broker Services Ltd (no longer appointed)
FRN 815507 · Appointed 3 Aug 2018 · Until 15 May 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.