Date authorised
1 April 2013
Companies House
05630996
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fourth Floor
    141-142 Fenchurch Street
    London
    London
    EC3M 6BQ
    UNITED KINGDOM
    Phone
    +4402079290108
  • Complaints Contact

    Fourth Floor
    141-142 Fenchurch Street
    London
    London
    EC3M 6BQ
    UNITED KINGDOM
    Phone
    +4402079290108

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Darren Ellis

    IRN JXE00388

    • SMF3 Executive Director (since 16 Jun 2025)
  • Nicholas William John Horner

    IRN NWH01023

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (8 May 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 May 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (8 May 2006 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.