Horizon (GP) Limited

Date authorised
1 December 2016
Companies House
SC493523
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harvey Spencer Griffiths

    IRN HSG01025

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
  • Paul Casey

    IRN PXC02443

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
    • CF1 Director (18 Dec 2017 to 8 Dec 2019)
  • Sean Dominic Hardy Cufley

    IRN SDC01058

    • CF30 Customer (1 Dec 2016 to 6 Dec 2017)
    • CF1 Director (1 Dec 2016 to 14 Jun 2019)
    • CF10 Compliance Oversight (1 Dec 2016 to 14 Jun 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.