Horizon Asset LLP

Date authorised
21 July 2014
Companies House
OC391969
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402072973500
    Web
    https://www.horizon-asset.co.uk

  • Complaints Contact

    70 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +4402072973500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Alternative Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Gavin Peter Strang

    IRN PGS01096

    • CF30 Customer (23 Jul 2014 to 25 Apr 2016)
  • Priya Rajendra Nathwani

    IRN PXN00047

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • Quentin Dumortier

    IRN QXD00010

    • CF30 Customer (21 Jul 2014 to 18 Aug 2014)
  • Richard Otto Alexander Busellato

    IRN ROB01008

    • [FCA CF] Client dealing (since 4 Aug 2025)
    • CF30 Customer (3 May 2018 to 8 Dec 2019)
  • Sherif Hassan Nadar

    IRN SHN01007

    • SMF1 Chief Executive (since 1 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (7 Apr 2015 to 8 Dec 2019)
    • CF4 Partner (17 Jun 2014 to 8 Dec 2019)
  • Shigeru Myojin

    IRN SXM01673

    • SMF27 Partner (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (7 Apr 2015 to 31 Jan 2018)
    • CF4 Partner (21 Jul 2014 to 8 Dec 2019)
  • Stephen John Parry

    IRN SJP01141

    • CF30 Customer (21 Jul 2014 to 11 Oct 2019)
  • Stephen Tassos McDermott

    IRN SXM04853

    • SMF16 Compliance Oversight (since 1 Dec 2025)
    • SMF27 Partner (since 1 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2025)
  • Stuart John Andrew McQuaid

    IRN SJM01478

    • CF30 Customer (9 Sep 2016 to 26 Apr 2017)
  • Susan Elizabeth Richards

    IRN SER01016

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jan 2021)
    • SMF27 Partner (9 Dec 2019 to 28 Feb 2021)
    • CF4 Partner (21 Jul 2014 to 8 Dec 2019)
    • CF28 Systems and controls (21 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jul 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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