Hood Group Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karen Cheryl Otton
IRN KXO00043
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
Lee Davis
IRN LXD00285
- [FCA CF] Significant management (since 9 Feb 2023)
Mark John Hunter
IRN MJH01677
- SMF3 Executive Director (9 Dec 2019 to 25 Mar 2020)
- CF1 Director (AR) (11 Aug 2016 to 25 Mar 2020)
- CF1 Director (8 Aug 2016 to 8 Dec 2019)
Paul Firkins
IRN PXF01300
- SMF3 Executive Director (9 Dec 2019 to 24 Nov 2023)
- CF1 Director (2 Jun 2014 to 8 Dec 2019)
Robert Gildie
IRN RXG01514
- CF1 Director (2 Jun 2014 to 31 Aug 2016)
Sarah Ann Robinson
IRN SXS00426
- [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
Sheila Milbourne
IRN SXM02470
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2020)
- SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
- CF1 Director (2 Jun 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Jun 2014 to 8 Dec 2019)
Simon Anthony Hood
IRN SAH01173
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF3 Chief Executive (2 Jun 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Jun 2014 to 30 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

Mortgage & Financial Planning Introducers Limited (no longer appointed)
FRN 616310 · Appointed 8 Jan 2015 · Until 28 May 2018
Financial Research (Bridgend) Ltd (no longer appointed)
FRN 654617 · Appointed 8 Jan 2015 · Until 28 May 2018
Financial Planning (Wells) Limited (no longer appointed)
FRN 164514 · Appointed 8 Jan 2015 · Until 28 May 2018
Carter Rovali Ltd (no longer appointed)
FRN 656501 · Appointed 8 Jan 2015 · Until 28 May 2018
William B Dunn Limited (no longer appointed)
FRN 431418 · Appointed 7 Jan 2015 · Until 28 May 2018
Willcox Financial Limited (no longer appointed)
FRN 187724 · Appointed 7 Jan 2015 · Until 28 May 2018
CameronKing Limited (no longer appointed)
FRN 600374 · Appointed 7 Jan 2015 · Until 28 May 2018
Simply Choice Services Ltd (no longer appointed)
FRN 612276 · Appointed 7 Jan 2015 · Until 28 May 2018
Thomas Anthony Mortgage & Financial Services Ltd (no longer appointed)
FRN 224537 · Appointed 7 Jan 2015 · Until 15 Mar 2017
Regal & Colonial Ltd (no longer appointed)
FRN 609533 · Appointed 7 Jan 2015 · Until 28 May 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.