Hood Group Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karen Cheryl Otton
IRN KXO00043
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
Lee Davis
IRN LXD00285
- [FCA CF] Significant management (since 9 Feb 2023)
Mark John Hunter
IRN MJH01677
- SMF3 Executive Director (9 Dec 2019 to 25 Mar 2020)
- CF1 Director (AR) (11 Aug 2016 to 25 Mar 2020)
- CF1 Director (8 Aug 2016 to 8 Dec 2019)
Paul Firkins
IRN PXF01300
- SMF3 Executive Director (9 Dec 2019 to 24 Nov 2023)
- CF1 Director (2 Jun 2014 to 8 Dec 2019)
Robert Gildie
IRN RXG01514
- CF1 Director (2 Jun 2014 to 31 Aug 2016)
Sarah Ann Robinson
IRN SXS00426
- [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
Sheila Milbourne
IRN SXM02470
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2020)
- SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
- CF1 Director (2 Jun 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Jun 2014 to 8 Dec 2019)
Simon Anthony Hood
IRN SAH01173
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF3 Chief Executive (2 Jun 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Jun 2014 to 30 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

Peter Frederick Adams (no longer appointed)
FRN 408252 · Appointed 26 Mar 2015 · Until 6 Apr 2020
Andrew Nation (no longer appointed)
FRN 215659 · Appointed 26 Mar 2015 · Until 28 May 2018
Marita Sheldon (no longer appointed)
FRN 607600 · Appointed 24 Mar 2015 · Until 28 May 2018
Michael Frederick Elliott (no longer appointed)
FRN 624247 · Appointed 24 Mar 2015 · Until 1 Dec 2016
Maqbool Sohail Nawaz (no longer appointed)
FRN 517639 · Appointed 27 Feb 2015 · Until 28 May 2018
Gordon James Hughes (no longer appointed)
FRN 616549 · Appointed 27 Feb 2015 · Until 28 May 2018
Jack Michael Parks (no longer appointed)
FRN 600835 · Appointed 27 Feb 2015 · Until 28 May 2018
Jonathan Nicholas Bird (no longer appointed)
FRN 195846 · Appointed 27 Feb 2015 · Until 28 May 2018
Ken Valentine (no longer appointed)
FRN 511608 · Appointed 27 Feb 2015 · Until 1 Dec 2016
Mark Hutton (no longer appointed)
FRN 488006 · Appointed 27 Feb 2015 · Until 12 Sep 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.