Date authorised
2 June 2014
Companies House
03139744
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor, Dencora Court
    Tylers Avenue
    Southend-on-Sea
    Essex
    SS1 2BB
    UNITED KINGDOM
    Phone
    +4407564582478
  • Complaints Contact

    2nd Floor, Dencora Court
    Tylers Avenue
    Southend-on-Sea
    Essex
    SS1 2BB
    UNITED KINGDOM
    Phone
    +4407564581643

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Cheryl Otton

    IRN KXO00043

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
  • Lee Davis

    IRN LXD00285

    • [FCA CF] Significant management (since 9 Feb 2023)
  • Mark John Hunter

    IRN MJH01677

    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2020)
    • CF1 Director (AR) (11 Aug 2016 to 25 Mar 2020)
    • CF1 Director (8 Aug 2016 to 8 Dec 2019)
  • Paul Firkins

    IRN PXF01300

    • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2023)
    • CF1 Director (2 Jun 2014 to 8 Dec 2019)
  • Robert Gildie

    IRN RXG01514

    • CF1 Director (2 Jun 2014 to 31 Aug 2016)
  • Sarah Ann Robinson

    IRN SXS00426

    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
  • Sheila Milbourne

    IRN SXM02470

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2020)
    • CF1 Director (2 Jun 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jun 2014 to 8 Dec 2019)
  • Simon Anthony Hood

    IRN SAH01173

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (2 Jun 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jun 2014 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Howard Dauncey (no longer appointed)

    FRN 489928 · Appointed 17 Sep 2015 · Until 28 May 2018

  • D.I. Corbett (no longer appointed)

    FRN 457959 · Appointed 12 May 2015 · Until 28 May 2018

  • The Personal Mortgage Service (no longer appointed)

    FRN 409640 · Appointed 2 Apr 2015 · Until 28 May 2018

  • MKL Finance Ltd (no longer appointed)

    FRN 609854 · Appointed 2 Apr 2015 · Until 26 Oct 2017

  • Richard J. Clarke (no longer appointed)

    FRN 434018 · Appointed 31 Mar 2015 · Until 28 May 2018

  • William James Gallacher (no longer appointed)

    FRN 426228 · Appointed 30 Mar 2015 · Until 28 May 2018

  • Resham Rall (no longer appointed)

    FRN 465652 · Appointed 30 Mar 2015 · Until 28 May 2018

  • Luay Al-Gabban (no longer appointed)

    FRN 404697 · Appointed 30 Mar 2015 · Until 28 May 2018

  • Trudy Rose (no longer appointed)

    FRN 653384 · Appointed 30 Mar 2015 · Until 12 Dec 2016

  • Andrew Nation (no longer appointed)

    FRN 215659 · Appointed 26 Mar 2015 · Until 28 May 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.