Date authorised
1 April 2013
Companies House
03289418
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cain Road
    Bracknell
    Berkshire
    RG12 1HL
    UNITED KINGDOM
    Phone
    +441344888000
  • Complaints Contact

    Cain Road
    Bracknell
    Berkshire
    RG12 1HL
    UNITED KINGDOM
    Phone
    +441344888000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Consumer Hire

  • Consumer Loans

  • Consumer Hire Servicing

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Crump

    IRN JXC02715

    • SMF9 Chair of the Governing Body (since 23 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Sep 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Sep 2020)
    • Responsible for Insurance Mediation (9 May 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (18 Apr 2017 to 8 Dec 2019)
    • CF29 Significant management (11 Dec 2014 to 8 Dec 2019)
  • Katsushi Inoue

    IRN KXI01132

    • CF1 Director (13 May 2016 to 11 Apr 2018)
  • Masahiro Iketsu

    IRN MXI00138

    • SMF9 Chair of the Governing Body (6 Oct 2022 to 2 Apr 2024)
  • Masamitsu Kobayashi

    IRN MXK02304

    • CF1 Director (11 Jun 2015 to 1 Apr 2019)
  • Masao Kawaguchi

    IRN MXK13586

    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2021)
    • CF1 Director (27 Jun 2019 to 8 Dec 2019)
  • PAUL MCDERMOTT

    IRN PXM22811

    • SMF16 Compliance Oversight (18 Mar 2022 to 1 Jun 2023)
  • Philip Ross

    IRN PXR01383

    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Apr 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 11 Apr 2018)
  • Richard Weller

    IRN RXW00147

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Richard Winter

    IRN RXW90271

    • SMF1 Chief Executive (since 17 Feb 2023)
    • Responsible for Insurance Distribution (since 30 Dec 2020)
    • SMF3 Executive Director (15 Jul 2021 to 17 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Dec 2020 to 1 Jun 2023)
  • Robert William George Edmunds

    IRN RWE01037

    • CF11 Money Laundering Reporting (11 Jun 2015 to 1 Apr 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.