Date authorised
1 April 2013
Companies House
02770612
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cable Drive
    Walsall
    West Midlands
    WS2 7BN
    UNITED KINGDOM
    Phone
    +4401922918000
  • Complaints Contact

    Cable Drive
    Walsall
    West Midlands
    WS2 7BN
    UNITED KINGDOM
    Phone
    +4401922918000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Barry Kay

    IRN SBK01018

    • CF1 Director (AR) (14 Jan 2005 to 2 Oct 2013)
  • Stephen Borg

    IRN SXB03762

    • SMF18 Other Overall Responsibility (since 31 May 2024)
    • [FCA CF] Significant management (8 Dec 2021 to 30 May 2024)
  • Stephen George

    IRN SXG01661

    • CF1 Director (AR) (15 Jul 2009 to 5 Dec 2019)
  • Stephen James Horley

    IRN SJH01600

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Jan 2023)
    • CF2 Non Executive Director (17 Mar 2017 to 8 Dec 2019)
  • Stephen John Coomber

    IRN SXC08014

    • CF1 Director (AR) (21 Dec 2018 to 22 Jun 2020)
  • Stephen Mark Ashton

    IRN SMA01162

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Jun 2022)
    • CF29 Significant management (26 Aug 2014 to 8 Dec 2019)
  • Stephen Mark Crozier

    IRN SMC01225

    • CF1 Director (AR) (3 Aug 2010 to 7 Apr 2014)
  • Stephen Wink

    IRN SXW00348

    • [FCA CF] Significant management (15 Jul 2020 to 31 Mar 2021)
  • Steven Ball

    IRN SXB00527

    • [FCA CF] Significant management (15 Jul 2020 to 31 Dec 2021)
  • Steven Herbert

    IRN SXH01809

    • CF29 Significant management (19 Nov 2013 to 3 Aug 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.