HOMER & CO. LLP

Date authorised
1 April 2013
Companies House
OC344040
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Kinsbourne Court
    96-100 Luton Road
    Harpenden
    Hertfordshire
    AL5 3BL
    UNITED KINGDOM
    Phone
    +4401582463150
    Web
    https://www.homer-co.co.uk

  • Complaints Contact

    3 Kinsbourne Court
    96-100 Luton Road
    Harpenden
    Hertfordshire
    AL5 3BL
    UNITED KINGDOM
    Phone
    +4401582463150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Homer

    IRN DXH01426

    • CF11 Money Laundering Reporting (2 Jun 2009 to 23 Jan 2017)
    • CF30 Customer (2 Jun 2009 to 23 Jan 2017)
    • CF4 Partner (2 Jun 2009 to 23 Jan 2017)
    • Responsible for Insurance Mediation (2 Jun 2009 to 23 Jan 2017)
    • CF10 Compliance Oversight (2 Jun 2009 to 23 Jan 2017)
  • Ian Stephen Flowers

    IRN ISF01008

    • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
  • Janet Elizabeth Quinton

    IRN JEQ01008

    • CF30 Customer (9 Oct 2015 to 30 Dec 2016)
  • Jonathan Paul Homer

    IRN JPH01240

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (9 Feb 2017 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2012 to 8 Dec 2019)
    • CF4 Partner (10 Aug 2011 to 8 Dec 2019)
  • Pauline Homer

    IRN PXH01725

    • CF4 Partner (2 Jun 2009 to 21 Oct 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.