HOME & FINANCE (GENERAL) LIMITED

Date authorised
1 April 2013
Companies House
02624815
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 New Market Street
    Ulverston
    Cumbria
    LA12 7LN
    UNITED KINGDOM
    Phone
    +4401229583691
    Web
    https://www.homeandfinance.org

  • Complaints Contact

    14 New Market Street
    Ulverston
    Cumbria
    LA12 7LN
    UNITED KINGDOM
    Phone
    +4401229583691

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Barry Walsh

    IRN KBW00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Sep 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF2 Non Executive Director (31 Oct 2004 to 8 Dec 2019)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
  • Kevin David Walsh

    IRN KXW00372

    • Responsible for Insurance Distribution (since 9 Oct 2023)
    • SMF3 Executive Director (since 9 Oct 2023)
  • Nigel Anthony Modsley

    IRN NAM01093

    • SMF3 Executive Director (9 Dec 2019 to 19 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Sep 2023)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
  • Paul Albert Waddington

    IRN PAW00012

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Sep 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Sep 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 8 Dec 2019)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.