Date authorised
1 April 2013
Companies House
00603426
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Holders Of Congresbury
    Station Road
    Congresbury
    Bristol
    North Somerset
    BS49 5DX
    UNITED KINGDOM
    Phone
    +4401934833034
  • Complaints Contact

    Holders Of Congresbury
    Station Road
    Congresbury
    Bristol
    North Somerset
    BS49 5DX
    UNITED KINGDOM
    Phone
    +4401934833034

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · This permission is limited to credit broking for the purposes of or in connection with the sale or hire of motor vehicles
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 2 limitations
    • · This permission is limited to debt adjusting with no debt management activity
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony John Harris

    IRN AXH00633

    • [FCA CF] Significant management (since 1 Jan 2022)
    • [FCA CF] CASS oversight function (since 1 Jan 2022)
  • Christopher John Hazell

    IRN CJH01265

    • Responsible for Insurance Distribution (since 13 Sep 2024)
    • SMF3 Executive Director (since 13 Sep 2024)
    • [FCA CF] Significant management (since 1 Jan 2022)
    • [FCA CF] CASS oversight function (since 1 Jan 2022)
  • Jacqueline Susan Baker

    IRN JSB01226

    • CF2 Non Executive Director (28 Dec 2012 to 8 Dec 2019)
  • Michael Frederick Baker

    IRN MXB00939

    • Director of firm who is not a certification employee or a SMF manager (since 5 May 2022)
  • Ralph Henry Arthur Richards

    IRN RHR01029

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 29 Aug 2012)
  • Rex Douglas Jeffrey

    IRN RDJ01036

    • SMF3 Executive Director (9 Dec 2019 to 17 Sep 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 29 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Jul 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2024)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

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